Normed & Banach Spaces

A norm measures the size of vectors, functions, and sequences; a Banach space is complete in that norm. This chapter develops the core examples, convergence of vector series, equivalent norms, closed subspaces, and the role completeness plays in analysis.

A normed space keeps the algebra of a vector space and adds a quantitative notion of size. This makes approximation, continuity, error, and infinite sums available in the same language. Completeness is the structural threshold: many fundamental operator theorems work only when limits of admissible approximations remain in the space.

Norms and their induced metrics #

A norm on a real or complex vector space XX satisfies

∥x∥=0  ⟺  x=0,∥αx∥=∣α∣∥x∥,∥x+y∥≤∥x∥+∥y∥.\|x\|=0\iff x=0,\qquad \|\alpha x\|=|\alpha|\|x\|, \qquad \|x+y\|\le\|x\|+\|y\|.

It induces the translation-invariant metric d(x,y)=∥x−y∥d(x,y)=\|x-y\|. A Banach space is a normed space complete in this metric. The scalar fields R\mathbb R and C\mathbb C, every finite-dimensional normed space, C(K)C(K) with the sup norm, and ℓp,Lp\ell^p,L^p for 1≤p≤∞1\le p\le\infty are Banach spaces.

The same vector space can behave differently under different norms. On C1[0,1]C^1[0,1], the sup norm ∥f∥∞\|f\|_\infty is incomplete because a uniform limit of differentiable functions need not be differentiable. The norm

∥f∥C1=∥f∥∞+∥f′∥∞\|f\|_{C^1}=\|f\|_\infty+\|f'\|_\infty

controls both function and derivative and makes C1[0,1]C^1[0,1] complete.

Equivalent norms #

Norms ∥⋅∥a\|\cdot\|_a and ∥⋅∥b\|\cdot\|_b are equivalent if constants c,C>0c,C>0 satisfy

c∥x∥a≤∥x∥b≤C∥x∥afor every x.c\|x\|_a\le\|x\|_b\le C\|x\|_a\quad\text{for every }x.

Equivalent norms have the same convergent and Cauchy sequences, topology, closed sets, and completeness. All norms on a finite-dimensional space are equivalent. In infinite dimensions this fails: the sup and L1L^1 norms on continuous functions are not equivalent because narrow spikes can have fixed height and vanishing area.

Series criterion for completeness #

A normed space XX is Banach iff every series satisfying

∑n=1∞∥xn∥<∞\sum_{n=1}^{\infty}\|x_n\|<\infty

converges in XX. Absolute summability makes partial sums Cauchy by the triangle inequality. The converse can be proved by extracting a rapidly Cauchy subsequence and expressing its increments as an absolutely summable series. This criterion is the engine behind Neumann-series inversion and many operator constructions.

Subspaces, quotients, and products #

A linear subspace of a Banach space is Banach under the inherited norm iff it is closed. Finite-dimensional subspaces are always closed. The quotient X/MX/M by a closed subspace MM becomes Banach with

∥x+M∥=inf⁡m∈M∥x−m∥.\|x+M\|=\inf_{m\in M}\|x-m\|.

The infimum measures distance to the entire equivalence class. Closedness of MM is what prevents a nonzero coset from having zero quotient norm.

Finite products of Banach spaces are Banach under, for example, ∥(x,y)∥=∥x∥+∥y∥\|(x,y)\|=\|x\|+\|y\| or max⁡(∥x∥,∥y∥)\max(\|x\|,\|y\|); these product norms are equivalent.

Dense cores and completions #

A dense subspace may contain the objects convenient for computation while its completion contains the limits needed for analysis. Finite-support sequences c00c_{00} are dense in ℓp\ell^p for p<∞p<\infty but not in ℓ∞\ell^\infty. Polynomials are dense in C[a,b]C[a,b] under the sup norm. Smooth compactly supported functions are dense in many LpL^p and Sobolev spaces under the appropriate hypotheses.

Why completeness appears in operator theorems #

Baire category holds in complete metric spaces: a nonempty complete space cannot be a countable union of closed sets with empty interior. Uniform boundedness and open mapping turn this qualitative fact into quantitative operator bounds. If completeness is silently dropped, pointwise-bounded families can fail to be uniformly bounded and bijective bounded maps can have unbounded inverses.

When a proof invokes an infinite sum, an inverse constructed by iteration, or a Baire-category argument, check completeness at that exact step rather than treating “Banach” as decorative terminology.

Sources

  1. bookIntroduction to Functional Analysis: Lecture Notes for 18.102pdfnotes

Searches titles, aliases, headings, summaries, and full text.↑↓ move ↵ open esc close